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Coherence |
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New York: The Free Press and Macmillan, 1980 |
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Basic Variable 10.01: Legislative Cohesion [return to top] |
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The legislature constitutes one of the main political arenas in which one would expect to find evidence for or against party "coherence." A party that ranks high on coherence should demonstrate high cohesiveness, if not unanimity, in its legislative behavior. Although there are different forms of legislative behavior, one of the most important forms for comparative analysis is the voting decision. In a cohesive party, the party members in the legislature tend to vote the same way on issues before the chamber. Although studies have shown that certain characteristics of the political system-for example, a presidential or parliamentary form of government-strongly affect the degree of party cohesion in legislative voting (Ozbudun 1970), the lack of cohesion still reflects a lack of coherence--whatever the cause. Comparative studies of legislative behavior have also disclosed great differences in the number of voting decisions rendered within legislatures of various countries. But it is not easy to judge the effect of these differences on the measurement of party cohesion, and we do not allow for them in our conceptualization. Wherever possible we seek to measure cohesion as demonstrated in "roll-call votes," which record the voting positions of individual legislators. Such votes are referred to variously as "divisions" or "record" votes in different countries. Operational Definition. Suitable data for this measure were hard to obtain. Ideally, we sought data from which we could calculate the mean index of cohesion, a measure devised by Stuart A. Rice and calculated for a given vote as follows: |
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Other complications arose in handling this variable. The problem presented by one-party states was met by not scoring parties for legislative cohesion if they monopolized the legislature and if the legislature was not a forum for the expression of intraparty conflict. The presence of bicameral legislatures forced us to choose between chambers in assessing legislative behavior, with the lower house generally selected. Finally, because we had no sound basis for picking issues on which to base our measure of cohesion, we accepted votes reported on any issues. |
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Basic Variable 10.02: Ideological Factionalism [return to top] |
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The notion of party "factions" has figured prominently in the comparative analysis of political parties, and a party is assumed to lose coherence as its energies are dissipated in factional conflict. Zariski defines a faction as "any intra-party combination, clique, or grouping whose members share a sense of the common identity and common purpose and are organized to act collectively&endash;as a distinct bloc within the party&endash;to achieve their goals" (1960, p. 33). These goals may range across a variety of objectives. For the purposes of our analysis, we are especially interested in factions that arise in the pursuit of party "ideology" (the objective in variable 10.02), more discrete political "issues" (variable 10.03), political "leadership" (variable 10.04), and political "strategy" (variable 10.05). The distinction between ideology and issues is often difficult to draw, but it hinges on the difference between an overall governmental philosophy, which characterizes an ideological faction, and discrete government policies, which provoke issues factionalism. Thus, southern Democrats would constitute more of an ideological faction in the U.S. Congress than an issue-oriented faction, which would be more appropriate to party divisions related to U.S. military action in Vietnam. Zariski later qualifies his definition of a faction by requiring that the members maintain "a reasonably lengthy period of association&endash;several months, at the very least" (p. 37). Accepting this criterion of durability, we ignore fleeting "factions" as labeled by writers who are not using the term very precisely. Instead, we look for evidence of formalized interaction and joint consultation that exists over some minimum period of time, established as a year or more. The main fact in assessing factionalism is, of course, determining the sheer existence of a faction. But factions can be more or less distinct, depending on whether or not they are labeled and whether or not factional membership can be determined. At the extreme, factions may be so distinct that they maintain their own organizations, with offices, staff, and officials, and operate largely independently of the party organization or in opposition to it. Another important facet of factionalism is the size of the factional group, relative to the size of the party as a whole. In general, smaller factions are judged to be less threatening to party coherence than are larger factions, and the size of the factions is judged to be more important for party coherence than for the existence of formal organization . One additional possible distinction in assessing party factionalism is whether the factional conflict erupts into a party split or purge. The occurrence of splits or purges over ideological matters has to be treated gingerly, however, for either may indicate the development of "coherence" in the party as well as indicating the existence of "incoherence." The distinction depends on the timing of the event. If it occurs at the beginning of the time segment under consideration, it leads to coherence; if it occurs later, it signifies incoherence. The final issue in determining the
existence of party factions is establishing where they may
occur. In parliamentary democracies, there is the
inclination to look for factions within the party's
legislative membership, and this is a likely and important
locus for factional activity. But factions also occur
outside of the parliamentary party membership in
parliamentary democracies as well as in other political
systems. In general, we insist on identifying the
"factionalists" as party members, but even this is difficult
to require for nonmembership parties. In such parties, we
require that members of the proposed faction be at least
regarded as strong party identifiers. |
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Operational Definition. The higher the score on this variable, the greater the degree of ideological factionalism. The party is scored the highest applicable code from the following scale. |
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Basic Variable 10.03: Issue Factionalism [return to top] |
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The section under variable 10.02
discusses the conceptualization of factionalism in general
within the specific context of "ideological factionalism."
Variable 10.03 also refers to a specific type of
factionalism, "issue factionalism." Issue factionalism is
based on disagreement over one or more discrete substantive
issues in politics. This stands in contrast to ideological
factionalism, which is based on conflicting emphases in the
context of an overall governmental philosophy. To
differentiate between transient divisions on political
issues and factionalism on issues, recall that a faction
involves some formalized interaction or joint consultation
over the issue that exists for a period of a year or more.
We do not score a party high on issue factionalism simply by
implication if it gets a high score on ideological
factionalism. There must be independent identifiable
evidence of one or more discrete political issues that
divide the party as well. |
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Operational Definition. The higher the score on this variable, the greater the degree of ideological factionalism. The party is scored the highest applicable code. |
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Basic Variable 10.04: Leadership Factionalism [return to top] |
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See the discussion under variable
10.02, "ideological factionalism," for the basic conceptual
definition of factionalism. This variable deals with
factions that form behind different political leaders
primarily on the basis of the leaders' personal attraction.
In many cases, ideological matters or issue orientations
will supplement the attractive qualities of the leaders'
personalities. In such instances, the party may be
determined to display ideological and issue factionalism in
addition to leadership factionalism. That determination is
made separately for the party in terms of the two preceding
variables. For this variable, the main conceptual
distinction is the "personalist" basis of the following,
often regarded in terms of charismatic leadership. In some
cases, the charismatic basis may be lacking, but a
personalist substitute may exist in the form of raw
patronage for the supporters of the political leaders'
factions. This, too, constitutes a basis for leadership
factionalism. |
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Operational Definition. The higher the score on this variable, the greater the degree of leadership factionalism. A party is given the highest score that applies from the following scale. |
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Basic Variable 10.05: Strategic or Tactical Factionalism [return to top] |
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The general phenomenon of factionalism
is discussed at length under variable 10.02. "Strategic or
tactical factionalism" is the fourth variety we consider.
Members of political parties may agree on ideology and
issues but disagree seriously on the strategy that the party
ought to use in achieving its goal or perhaps on particular
tactics that the party ought to follow within a given
strategy. (See the discussion of the goal orientation
cluster and variable 6.00 for a distinction between strategy
and tactics.) Variable 10.05 is intended to express this
basis of disagreement, or lack of coherence, within a
party. |
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Operational Definition. A party is assigned the highest score that applies from the following scale, designed to measure the extent of factionalism concerning party strategy and tactics. |
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